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Compliance and Operations Manager

Company: CLG - Wealth Management Firm
Location: Long Beach
Posted on: June 24, 2022

Job Description:

Compliance & Operations Manager (Broker Dealer Channel)Our small, family-owned wealth management firm is looking for a registered principal to manage the compliance and operations arm of our firm's broker dealer business. We have a great team environment in a wonderful location just a few blocks fro

Keywords: CLG - Wealth Management Firm, Long Beach , Compliance and Operations Manager, Executive , Long Beach, California

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