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In House Counsel Jobs California - JDHuntr 33128 Chief Compliance Officer, Compliance/Regulatory, Lo

Company: JDHuntr In-House Counsel Jobs
Location: Long Beach
Posted on: January 15, 2022

Job Description:

In House Counsel Jobs California - JDHuntr 33128 Chief Compliance Officer, Compliance/Regulatory, Los Angeles, CA
To apply go to JDHuntr.com
Lead, mentor and manage the Business Conduct Department. Design and implement company-wide compliance strategy. Oversee Anti-Money Laundering compliance. Oversee a team responsible for on-site examinations and regulatory branch inspections. Manage testing and reports for annual FINRA Rule 3012 and NYSE Rule 342.30 on the firm's supervisory process and annual SEC Rule 206(4)-7 compliance review

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Keywords: JDHuntr In-House Counsel Jobs, Long Beach , In House Counsel Jobs California - JDHuntr 33128 Chief Compliance Officer, Compliance/Regulatory, Lo, Legal , Long Beach, California

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